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Securities offering
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#	Item
961	NEBRASKA ADMINISTRATIVE CODE Last Issue Date: April 7, 1999 TITLE 48 - DEPARTMENT OF BANKING AND FINANCE Chapter 29 - DEBT SECURITIES 001 Add to Reading List Source URL: www.sos.ne.gov Language: English - Date: 2012-08-13 11:36:29 Finance Investment United States securities law SEC filings United States Securities and Exchange Commission Security Securities Act Convertible bond Initial public offering Stock market Corporate finance Financial economics
962	Microsoft Word - UNDERWRITING EXPENSES SOP 2008 Final.doc Add to Reading List Source URL: www.ssb.state.tx.us Language: English - Date: 2014-02-03 12:17:58 Corporate finance Stock market Securities Options Warrant Underwriting Initial public offering Short Dividend Financial economics Finance Investment
963	Capital Raising in the U.S.: the Significance of Unregistered Offerings Add to Reading List Source URL: www.angelcapitalassociation.org Language: English - Date: 2012-10-31 22:23:24 United States Securities and Exchange Commission Stock market United States securities law SEC filings Corporate finance Regulation D Securities Act Initial public offering Qualified institutional buyer Financial economics Finance Investment
964	Introduction of Proposed Prospectus Exemptions and Proposed Reports of Exempt Distribution in Ontario Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-03-20 10:49:44 Business Securities United States Securities and Exchange Commission United States securities law Securities Act Prospectus Crowd funding Offering circular Accredited investor Financial economics Finance Investment
965	Microsoft Word - IMPOUNDMENT OF PROCEEDS SOP 2008 Final.doc Add to Reading List Source URL: www.ssb.state.tx.us Language: English - Date: 2014-02-03 12:17:58 Investment Finance Actuarial science Insurance Underwriting Initial public offering Red herring prospectus Regulation S-K Financial economics Stock market Securities
966	STATEMENT OF POLICY REGARDING DEBT SECURITIES Adopted April[removed]I. INTRODUCTION. The North American Securities Administrators Association, Inc. Add to Reading List Source URL: www.ssb.state.tx.us Language: English - Date: 2014-02-03 12:17:58 Investment Finance Securities Equity securities SEC filings Convertible bond Initial public offering Preferred stock Prospectus Stock market Financial economics Corporate finance
967	NOTICE OF REQUEST FOR PUBLIC COMMENT: PROPOSED COORDINATED REVIEW PROGRAM FOR SECTION 3(b)(2) OFFERINGS The Board of Directors of the North American Securities Administrators Association, Inc. (“NASAA”) has authorize Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:57:31 Financial economics Stock market Financial regulation New Deal Securities Act Financial system U.S. Securities and Exchange Commission Securities offering Patent examiner United States securities law United States Securities and Exchange Commission 73rd United States Congress
968	SEC Complaint: Mercer Capital, Inc., Mercer Capital Management, Inc., Tri-State Energy Group, LLC, Tri-State Energy Group I, Ltd., Tri-State Energy Group II, Ltd., and Robert L. Flickinger II Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-22 15:17:32 Commodity Futures Trading Commission Financial economics Finance Business Corporate finance Stock market Securities offering
969	Aratana Therapeutics, Inc. Files Registration Statement for Proposed Initial Public Offering KANSAS CITY, KS and BOSTON, MA – March 20, 2013 – Aratana Therapeutics, Inc., a biopharmaceutical company focused on licens Add to Reading List Source URL: www.midwestventure.com Language: English - Date: 2013-03-20 17:12:27 United States Securities and Exchange Commission Finance SEC filings Securities Prospectus United States securities law Registration statement Form S-1 Stifel Nicolaus Stock market Financial economics Investment
970	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 6, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-06 17:05:34 Corporate finance Finance Financial regulation Short selling Short Security Initial public offering Stock exchange Stock Stock market Financial economics Investment

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